Regulators Suspend Thrivent Broker Robert William Ward Robert William Ward (CRD#: 4324025, Eagan, Minnesota) has been a registered representative of Thrivent Investment Management, Inc. since May 19, 2015. The Financial Industry Regulatory Authority (“FINRA”) has suspended Ward in all capacities from associating with FINRA broker-dealers, and fined him $7,500.00 according to a Letter of Acceptance, […]