Roderick Roxas Uy (CRD: 4945992), a securities broker based in Rancho Palos Verdes, California, is involved in a client lawsuit alleging investment losses, according to the Financial Industry Regulatory Authority's (FINRA) BrokerCheck records. Uy worked for LPL Financial LLC as a broker since January 24, 2011, and as a financial advisor since January 25, 2011. […]