Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
January 6, 2026
Roger Roemmich Connected To Alexander Capital Investor Dispute Alleging Breach Of Fiduciary Duty

Investors apparently complained about securities broker Roger Allan Roemmich [CRD: 1293322, Red Bank, New Jersey], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Roemmich worked for Coastal Equities Inc. from July 2, 2014, to October 6, 2016, Dempsey Lord Smith LLC from October 13, 2016, to October 1, 2020, and Alexander […]

March 30, 2025
Roger Roemmich Facing Client Disputes Concerning Misrepresentation

Investors apparently complained about securities broker Roger Allan Roemmich [CRD: 1293322, Atlanta, Georgia], according to disclosures on FINRA BrokerCheck. Roemmich has worked for Alexander Capital, L.P. since October 2, 2020, and with Alexander Capital Wealth Management LLC since November 6, 2020. Previously, he worked for Retirement Cash Flow Group LLC from April 2, 2019, to […]

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved