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May 25, 2026
Roger Roemmich Of Alexander Capital LP Barred By FINRA After Investigation Into Client Complaint

Investors might have sustained losses due to securities broker Roger Allan Roemmich [CRD: 1293322, Red Bank, New Jersey], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Roger Roemmich worked for Alexander Capital LP from October 2, 2020, to May 30, 2025, as a general securities representative. See below to learn more about […]

January 6, 2026
Roger Roemmich Connected To Alexander Capital Investor Dispute Alleging Breach Of Fiduciary Duty

Investors apparently complained about securities broker Roger Allan Roemmich [CRD: 1293322, Red Bank, New Jersey], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Roemmich worked for Coastal Equities Inc. from July 2, 2014, to October 6, 2016, Dempsey Lord Smith LLC from October 13, 2016, to October 1, 2020, and Alexander […]

March 30, 2025
Roger Roemmich Facing Client Disputes Concerning Misrepresentation

Investors apparently complained about securities broker Roger Allan Roemmich [CRD: 1293322, Atlanta, Georgia], according to disclosures on FINRA BrokerCheck. Roemmich has worked for Alexander Capital, L.P. since October 2, 2020, and with Alexander Capital Wealth Management LLC since November 6, 2020. Previously, he worked for Retirement Cash Flow Group LLC from April 2, 2019, to […]

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