The following information appeared on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.” Robert Ronald Liggero (CRD #4623608, Registered Representative, Atlantic Beach, Florida) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for 20 business days. Without […]
