Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
October 21, 2024
Ronald Smith Facing Allegations of Breach of Fiduciary Duty

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Ronald G. Smith (also known as Ron Smith) [CRD: 6038062, Stamford, Connecticut]. In 2024, Smith joined Sanford C. Bernstein Co. LLC and Alliance Bernstein LP. He worked for Spartan Capital Securities LLC from July 1, 2013, to December 26, 2023. Investors filed claims about […]

Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved