On June 11, 2024, the Financial Industry Regulatory Authority (FINRA), permanently barred ROSALINE ALAM (ROSALINE ALRACHID), a former broker with Pruco Securities of Claremont, California, for allegedly refusing to turn over documents related to her firing from the securities firm for allegedly misappropriating an elderly client’s funds. According to FINRA’s BrokerCheck, available to the public […]