Broker Jason LaBelle Allegedly Misrepresented Promissory Note Details Soreide Law Group is reviewing possible investor claims against securities broker Jason C. LaBelle (CRD#: 5654529, Pittsfield, Massachusetts). Namely, FINRA issued a suspension and a fine to the former LPL Financial securities broker for his outside business activities. Not only that, but at least four clients filed […]

Soreide Law Group (888-760-6552) obtained the following information on FINRA’s website located under “Disciplinary and Other FINRA Actions, December 2016.” Houlihan Capital, LLC (CRD #156028, Chicago, Illinois), and Andrew David Smith (CRD #2433015, Clarendon Hills, Illinois) also known as Andy Smith Houlihan Capital was censured and fined $25,000, $5,000 of which is joint and several […]