Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against: STIFEL NICOLAUS & COMPANY, INCORPORATED (Respondent) The Claimant is now retired and living in Montana. The Claimant became a customer of STIFEL NICOLAUS & COMPANY and registered representative, Robert Pierre Holland (CRD#1962105), on or about 2014. Robert Pierre Holland is […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against:  MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and their registered representative, CHARLES RAY FRIEDLANDER CRD# 1766198.  The Claimants, a retired couple living in Florida, had the majority of their retirement assets maintained at MERRILL LYNCH under the management of CHARLES […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: MORGAN STANLEY, UBS FINANCIAL SERVICES, INC., and registered representative, WILLIAM JOHN PAYNTER JR., CRD# 2835535. The Claimants, a married couple from Arizona, met broker PAYNTER in approximately 2010. The Claimants are unsophisticated investors. At MORGAN STANELY, PAYNTER allegedly ignored their […]

Recently, the following 5 energy companies were listed as the worst performing of 2014. When oil prices took a dive it sent these stocks tumbling in the opposite direction of the market in general. If your broker/financial advisor recommended any of these five poor performers, contact the Soreide Law Group for a free consultation and […]