SEAN J FIELDS (SEAN JEFFEREY FIELDS), previously registered as a broker and investment advisor with PFS INVESTMENTS INC of Concord, California was suspended by FINRA for 6 months with a start date of 3/18/2024 and an end date of 9/17/2024, and fined $5,000.00.  Without admitting or denying FINRA’s findings, SEAN J FIELDS consented to the […]