John Thomas Financial CEO, Anastasios “Tommy” Belesis, has been under the scrutiny of the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority Inc. (FINRA) over the past few months. Now he is in danger of losing his office on 14 Wall Street, where John Thomas occupies the entire 23rd floor, according to […]

Today, the Securities and Exchange Commission (SEC) charged Thomas Belesis, owner of independent broker-dealer, John Thomas Financial, and a Houston-based hedge fund manager, with defrauding investors. The SEC said hedge fund manager George R. Jarkesy Jr., worked closely with Mr. Belesis to launch two hedge funds that raised $30 million from investors, and that as […]