The SEC’s amended Regulation S-P is no longer a theoretical privacy rule. In 2026, it functions as a combined privacy and cybersecurity compliance framework with specific operational, timing, and documentation requirements for SEC-registered investment advisers. One compliance deadline has already passed, and the next is imminent. The real issue for RIAs is no longer awareness […]

Soreide Law Group, PLLC At Soreide Law Group, we help investors, shareholders, and publicly traded companies navigate the complex federal rules governing the resale of restricted or control securities. Our attorneys understand that clearing restrictive legends and ensuring compliance with Rule 144 or other resale exemptions can be time-sensitive and critical to protecting shareholder rights. […]