Did A Broker Sell You PixarBio Corporation Investments? Soreide Law Group is investigating claims on behalf of investors who have been sold PixarBio Corp. by a broker or financial advisor. PixarBio is a biotechnology company headquartered in Fort Lee, New Jersey who purports to be developing “NeuroRelease,” a proprietary method of treating post-operative pain through […]

SEC Charges Midtown Partners Broker Kevin Gillespie With Fraud Kevin Patrick Gillespie (CRD #2485051, New York, New York) has been a registered representative and part-owner of Midtown Partners from April 27, 2016 to August 10, 2018. He is also the chief executive officer of Arias Intel Corp. (ASNT) – a digital media company headquartered in […]

Soreide Law Investigating Claims On Behalf Of 1 Global Investors Soreide Law Group is investigating claims on behalf of those who invested in 1 Global Capital, LLC – a private company headquartered in Hallandale Beach, Florida. On September 7, 2018, the Securities and Exchange Commission (“SEC”) filed a Complaint against 1 Global and its previous […]

SEC Brings Fraud Charges Against FCG Advisors Broker Michael Bressman SEC Brings Fraud Charges Against FCG Advisors Broker Michael Bressman Michael Allan Bressman (CRD#: 873973, Chatham, New Jersey) has been a registered representative of FCG Advisors, LLC from February 4, 2000 to May 16, 2018. The Securities and Exchange Commission (“SEC”) filed a Complaint against […]

Meyers Associates Broker Emil Botvinnik Charged With Fraud Emil Botvinnik (CRD#: 4359481, New York, New York) is a previous registered representative of Meyers Associates, L.P. who was employed from June 19, 2012 to November 17, 2014. The Securities and Exchange Commission (“SEC”) filed a Complaint against Botvinnik alleging that he committed securities fraud. United States […]

In a July 8, 2011, article by Dan Jamieson for InvestmentNews.com he writes that clients of a prominent Bank of America Merrill Lynch have won an $880,000 arbitration award against the firm. Phil Scott of the firm's Bellevue, Wash., office, was this year ranked No. 30 on the Barron's list of top advisers, with $1.8 […]

Recently, a FINRA arbitration panel made a monetary award  in the case of Stone & Youngberg v. Kay Family Revocable Trust, No. 3:11-cv-00198 (N.D. Cal., 6/22/11),  which was appealed by the defense and lost.    This case involved the challenge by a broker-dealer to a $750,000 award to a former customer, who was advised by Stone & […]