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February 17, 2015
NEXT Financial Group Inc, Houston, Fined and Censured by FINRA

NEXT Financial Group, Inc. (CRD #46214, Houston, Texas) was censured, fined $265,000 and ordered to pay $177,071.01, plus interest, in restitution to customers for allegedly purchasing agency securities for its own account from a customer or sold agency securities for its own account to a customer in the course of its business at an unfair […]

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