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May 21, 2013
Broker/Dealers Making Changes to Selling Practices of Alternative Investments Particularly to Elderly Investors

With mounting pressure from regulators, broker/dealers are making changes to how they sell alternative investments. VSR Financial Services Inc., Berthel Fisher & Co. Financial Services Inc. and the Cetera Financial Group Inc., which has four independent-contractor broker-dealers under its umbrella, this year have revised policies or added new guidelines and procedures for the sale of […]

October 21, 2011
Did You Invest in IMH Secured Loan Fund, LLC?

If you invested in IMH Secured Loan Fund, LLC, then you may have the right to recover money from the brokerage firm responsible for supervising your sales agent/broker.  You must act quickly due to the statutes of limitation. Soreide Law Group, PLLC, wants you to know that you may be able to recover losses that you have […]

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