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March 19, 2015
New Jersey Broker Barred by FINRA Over Failure to Produce Emails Concerning Alleged Suspicious Trading Activities

Sergey Pustelnik (CRD #4439199, Jersey City, New Jersey) was barred by FINRA for refusing to produce FINRA requested emails in his possession, custody and control, as part of an investigation into, among other things, certain suspicious trading activities occurring through a member firm. FINRA's findings stated that Pustelnik refused to produce a copy of a […]

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