Soreide Law Group, (888) 760-6552, obtained the following summation of information from FINRA’s website under “Disciplinary and Other FINRA Actions, May, 2014.” SunGard Brokerage & Securities Services LLC (CRD #104162, Geneva, Illinois) was censured and fined $15,000 by FINRA. According to the FINRA report, SunGard allegedly failed to establish, maintain, and also enforce their written […]