Investors who were sold private credit funds by FINRA-registered broker-dealers may have sustained significant losses as redemption restrictions, declining net asset values (NAV), and liquidity problems continue to surface across several major products. Broker-dealers including LPL Financial, Ameriprise Financial, Osaic, and Cetera Financial Group have been among the distribution channels for these products. These funds […]

The Soreide Law Group is currently investigating potential claims for recovery on behalf of investors who suffered significant financial losses due to over-concentration in the iShares Bitcoin Trust (IBIT) or MicroStrategy (MSTR). Our firm specifically addresses IBIT MSTR Investment Losses for affected investors. As extreme volatility impacts digital asset markets, many retail investors are discovering […]

The collapse of StraightPath Venture Partners has left thousands of investors navigating a complex court-ordered receivership. If you were directed into the "Scopely Silo"—a specific investment vehicle focused on the gaming giant Scopely, Inc.—by a broker at Spartan Capital, you may be eligible for significant legal recovery. ________________________________ Understanding the Scopely Silo The "Scopely Silo" […]

Money Concepts Broker Christopher Puffer Allegedly Breaches Fiduciary Duty In Connection With Alternative Investment Sales Have you invested with Christopher Puffer [CRD#: 2878141, Louisville, Kentucky]? Notably, the securities broker, who joined Money Concepts Capital Corp. on October 27, 2006, discloses on FINRA BrokerCheck that at least three of his clients challenged his sales practices. In […]