Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker John Christoforidis (CRD: 2841315, Garden City, New York). Christoforidis previously worked for multiple brokerage firms, including Spartan Capital Securities LLC from 2016 to 2024. Recent regulatory actions disclose that FINRA has barred Christoforidis from the securities industry following his refusal to provide on-the-record testimony […]

Broker Marc Reda Possibly Traded Without Investor Authorization The Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of misconduct by securities broker Marc A. Reda (CRD#: 2757330, New York, New York). Namely, the Spartan Capital Securities broker is under investigation and facing a possible FINRA enforcement action alleging his unauthorized trading. Not only that, but […]

Investors File Disputes About Broker Marlon Cole Soreide Law Group is looking into potential investor disputes against securities broker Marlon Cole [CRD#: 5054806, New York, New York]. Notably, FINRA BrokerCheck shows that at least 6 clients took issue with the securities broker. These clients held accounts with Cole at firms including Spartan Capital Securities and […]