Warning! Misconduct Alleged By Principal Securities Brokers Rick Bower, Steven Bohn, Brian Menzel Principal Securities, Inc. (CRD#: 1137, Des Moines, Iowa) is a Financial Industry Regulated Authority (“FINRA”) regulated brokerage firm. Additionally, the firm is as an investment adviser firm which the Securities and Exchange Commission (“SEC”) regulates. Apparently, since Principal Securities’ establishment, it made […]