INVESTOR ALERT: Complaints Filed Against J.J.B. Hilliard Brokers John Gordinier, Stephen Provost J.J.B. Hilliard, W.L. Lyons, LLC (CRD#: 453, Louisville, Kentucky) is both a Financial Industry Regulatory Authority (“FINRA”) member brokerage firm and Securities Exchange Commission (“SEC”) regulated investment advisory. Notably, the firm made 65 disclosures on FINRA BrokerCheck. Apparently, 34 of those disclosures concern […]