Stephen Robert Spence, also known as Steve Spence (CRD: 2409165), a former securities broker in Appleton, Wisconsin, has been accused of violating firm policies, according to a Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosure. Spence worked for U.S. Bancorp Investments Inc. from August 14, 2008, to February 13, 2026, and for U.S. Bancorp Advisors LLC […]