FINRA Suspends Questar Capital Corp Securities Broker Louis Olave, Who Also Faces Investor Disputes The following update concerning Questar Capital Corporation securities broker Louis Olave (CRD#: 5904834, Burlington, Vermont) comes to you by Soreide Law Group. Notably, FINRA sanctioned Olave in April 2021 based on allegations that he participated in private, unauthorized securities transactions that […]

Securities Broker Todd Phillips Serves Suspension As Securities Broker, Faces ProEquities Investors' Disputes About FIP LLC Purchases Soreide Law Group provides you with important information relating to sanctions and investment disputes reported on the Financial Industry Regulatory Authority (FINRA BrokerCheck record of securities broker David Todd Phillips (CRD#: 3094195, Gilbert, Arizona). Namely, Phillips, who worked […]

Clients Of Titan Securities File Disputes About Securities Broker Rodger Sprouse It appears that investors have challenged the sales practices of securities broker Rodger Sprouse (CRD#: 5483578, Lee’s Summit, Montana). Specifically, the securities broker, who is presently a Titan Securities financial advisor and securities broker, is involved in six investor disputes in which clients allege […]