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April 22, 2016
Coral Springs, Florida Broker, Stuart Horowitz, formerly with Securities America Inc., Fined and Suspended by FINRA for Engaging in Unsuitable Trading

South Florida-based Soreide Law Group, (888) 760-6552, obtained the following information from FINRA's website under “Disciplinary and Other FINRA Actions, April, 2016.” Stuart Horowitz (CRD #2795019, Coral Springs, Florida) was assessed a deferred fine of $100,000 and suspended by FINRA for one year for allegedly recommending and engaging in unsuitable trading in preferred notes of […]

May 1, 2012
ATTENTION: Warsowe Acquisition Corporation Investors

Soreide Law Group is investigating the sale of secured debentures by Warsowe Acquisition Corporation. Warsowe is located in Florida and offered different series of investments secured by collateral assignments and corresponding mortgages.   Many of these investments were sold through Andrew Stuart Asset Management, located in Coral Springs, Florida. These investments may have been touted […]

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