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September 12, 2014
Florida Broker Barred by FINRA for Conversion of Funds of Foundation

Fort Lauderdale-based Soreide Law Group, (888) 760-6552, recently obtained the following summary of information located on FINRA’s website, under “Disciplinary and Other FINRA Actions, August, 2014.” Stuart James Siegel (CRD #835515, Bradenton, Florida) was barred by FINRA for allegedly converting more than $76,000 of a foundation’s funds for his own personal use. FINRA's findings stated […]

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