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May 8, 2015
Texas Firm Fined and Censured by FINRA for Failing to Adopt Suitable Supervisory Systems Regarding Private Placements

The following summation of information was obtained by Soreide Law Group (888-760-6552) from FINRA's Website under "Disciplinary and Other Actions April 2015." EDI Financial, Inc. (CRD #15699, Irving, Texas) was censured and fined $100,000 by FINRA for allegedly failing to adopt and implement supervisory systems and procedures reasonably designed to achieve compliance with EDI Financial’s […]

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