Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: UBS FINANCIAL SERVICES, INC. (Respondent) The Claimants are a retired couple who allege they had advised their financial advisor, Erik Littlejohn, who at the time was working for UBS Financial Services, that they wanted income producing investments, but did not […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: MORGAN STANLEY, UBS FINANCIAL SERVICES, INC., and registered representative, WILLIAM JOHN PAYNTER JR., CRD# 2835535. The Claimants, a married couple from Arizona, met broker PAYNTER in approximately 2010. The Claimants are unsophisticated investors. At MORGAN STANELY, PAYNTER allegedly ignored their […]