Texas State Securities Board sanctioned securities broker Wang Chang Tsai (also known as Brian Tsai) [CRD: 6687951, Dallas, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Brian Tsai has been registered with TKC Wealth Management LLC since September 7, 2017. He has been with Landolt Securities Inc. since January 22, 2018. See […]

Texas State Securities Board sanctioned securities broker Logan D. Cox [CRD: 6927720, Overland Park, Kansas], and investors complained about him, given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Logan Cox worked for Arete Wealth Management LLC and Arete Wealth Advisors LLC from June 30, 2020, to May 1, 2025, before […]