This summation of information was found on FINRA's website under "Disciplinary and Other FINRA Actions, February, 2014." Carlo Wayne Corzine (CRD #1928723, Registered Principal, Boca Raton, Florida) was suspended by FINRA for 30 days. According to FINRA's investigation, Corzine sold more than 152 million unregistered shares of a thinly-traded OTC security for his clients, which […]