Soreide Law Group, based in South Florida, obtained the following information from FINRA’s May 2018 Disciplinary Report on Miami broker:  Thomas Alan Meier (CRD #1146044, Miami, Florida) Meier was barred by FINRA for allegedly effecting approximately 1,290 unauthorized transactions, including both purchases and sales of equity securities, in eight accounts belonging to six clients. FINRA’s […]