Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: REALTA EQUITIES, INC. and their registered representative, THOMAS C SHULTZ (Respondents). The Claimant is retired and living in Arizona.  In 2018, the Claimant and her husband were invited to a retirement planning dinner by REALTA EQUITIES broker, THOMAS C SHULTZ. […]

Soreide Law Group has been contacted by an investor experiencing losses in GWG L Bonds, due to the alleged recommendation of broker/investment advisor, THOMAS CAINE SHULTZ (THOMAS SHULTZ, THOMAS C SHULTZ).  Shultz is currently registered both as a broker and investment advisor with REALTA EQUITIES, INC of Phoenix, Arizona since 7/25/2023.  He was previously registered with […]