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September 15, 2026
TORY A DUGGINS Barred by FINRA

TORY A DUGGINS was barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm.  The last firm Duggins was registered with was SPARTAN CAPITAL SECURITIES, LLC, of New York, New York from 02/29/2016 - 01/31/2024. According to the FINRA report dated 1/21/2026, TORY A DUGGINS was named a respondent in […]

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