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August 1, 2017
Former California Broker, Tracy Rae Turner, Fined Over $270K and Barred by FINRA

Soreide Law Group obtained the following information on FINRA’s website from the July 2017 Disciplinary Report: Tracy Rae Turner (CRD #1385745, San Marcos, California) An OHO decision became final in which Turner was barred from association with any FINRA member in all capacities and fined $272,879.04, plus prejudgment interest for alleged failure to give prior […]

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