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November 13, 2022
FINRA Sanctions Walter Light

Soreide Law Group is investigating possible investor claims against securities broker Walter Light AKA Walter Wai Tak Light [CRD#: 1494331, Richardson, TX]. Notably, FINRA sanctioned the securities broker, who worked for Treasure Financial Corp. Allegedly, Light made unauthorized transactions. Here is a brief summary FINRA’s allegations against Light. FINRA Sanctions Treasure Financial Corp. Securities Broker […]

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