On October 19, 2020, the Financial Industry Regulatory Authority Inc. (FINRA) fined the former Sage Point Financial of Omaha, Nebraska, broker TROY ROBERT BAILY (TROY R BAILY) CRD#: 4458930, $5,000 and suspended him for six months for the alleged undisclosed and unapproved sale of private securities. According to the FINRA report, without admitting or denying […]