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May 8, 2018
FINRA Orders Broker MICHAEL J KEANE and UBS to Repay Client $805K

Aclient of broker, MICHAEL JAMES KEANE (MICHAEL J KEANE) CRD#: 265697, and UBS of Melville, NY, was granted damages by the Financial Industry Regulatory Authority Inc. (FINRA) of $805,120. This is just the latest payment Keane faced in the past several years to satisfy client complaints. According to FINRA in this instance, from approximately May […]

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