YIELD ENHANCEMENT STRATEGY (UBS YES) LOSSES? Soreide Law Group is evaluating possible claims against UBS on behalf of investors who purchased the UBS Yield Enhancement Strategy (“UBS YES”). Evidently, investors lost money from investing in the program, and investors are suing to recover their investment losses. UBS Allegedly Erroneously Markets Yield Enhancement Program As Conservative […]

Félix “Tito” Trinidad, a Puerto Rican boxing legend, is being pursued by creditors while he files a claim against the financial advisor who invested more than $60 million of his money in Puerto Rican government bonds. Felix Trinidad has filed with the Financial Industry Regulatory Authority (FINRA) claiming that his financial advisor, José “Pepe” Ramos, […]

Soreide Law Group is currently investigating the UBS Willow Fund. The allegations by clients involve unsuitability, misrepresentation and omission, breach of fiduciary duty, negligence, and failure to supervise. In 2000 UBS and Bond Street Capital formed the UBS Willow Fund, a hedge fund offered and sold by UBS to investors as a distressed debt fund. […]

Those investors who believed they had constructed a “conservative” portfolio by being heavily invested in bonds could be reclassified as “aggressive." Some also believe the move may be an attempt by the firm to lessen its liability in the event clients who are holding large positions in bonds decide to take legal action against UBS. […]

Soreide Law Group is filing FINRA Arbitrations on behalf of investors who invested in Direxion 3x Funds: FAZ, ERY, BGZ, and TZA.  Leveraged ETF’s have now imploded and regulators and investors have finally woken up and are beginning to pay attention. Major fines have just been handed down to the industries top brokerage houses for […]