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July 21, 2011
FLORIDA OFR FINES BROWARD COUNTY INVESTMENT ADVISER $117,500 AND REVOKES REGISTRATION FOR DEFRAUDING VULNERABLE INVESTOR

TALLAHASSEE, Fla. – On The Florida Office of Financial Regulation's website it was announced, July 21, 2011, that The Florida Office of Financial Regulation (OFR) issued a final order on May 26, 2011, against investment adviser James Paul Birmingham (“Birmingham”) (CRD # 222511) and his Broward County companies Birmingham Investments and Birmingham Capital Advisors, LLC for […]

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