Soreide Law Group obtained the following information from FINRA’s February 2018 Disciplinary Report: Univest Securities, LLC (CRD #36105, New York, New York)   was censured and fined $20,000 by FINRA. A lower fine was imposed after considering, among other things, the Univest Securities revenue and financial resources. FINRA alleges Univest Securities failed to develop and […]