The following information is from FINRA’s website under “Disciplinary and Other FINRA Actions, February, 2013.” Enver Rahman Alijaj (CRD #4943780, Registered Representative, New York, New York) was fined $7,500 and suspended from association with any FINRA member in any capacity for two months. Without admitting or denying FINRA's findings, Alijaj consented to the described sanctions […]

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  Alan Jay Davidofsky (CRD #1389312, Registered Representative, Delray Beach, Florida) has been fined by FINRA in the amount of $11,741.78, which represents disgorgement, and he has been barred from association with any FINRA member in any capacity. These sanctions were based on the findings that Davidofsky made unauthorized transactions in his customer’s account, controlled the customer’s […]