Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Jason Ryan Jaynes [CRD: 5555100, Frisco, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jaynes has been registered with Wells Fargo Clearing Services LLC and Wells Fargo Advisors since December 10, 2019. Continue reading […]

Spartan Capital Broker Joe Kelly Purportedly Sells Bad Private Placements Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling information with regard to Spartan Capital Securities broker Joseph “Joe” Kelly (CRD#: 4560737, New York, New York). Notably, there are four investment disputes which have surfaced on Kelly’s record from 2016 to 2020. Supposedly, Kelly […]

Clients Take Aim At SA Stone Broker Chris Wendel For Unreasonable Investment Transactions The Financial Industry Regulatory Authority (“FINRA”) discloses troubling information in regard to Christopher “Chris” Todd Wendel (CRD#: 1930870, Celina, Ohio). Notably, eight or more investors contested the sales practices of the securities broker, who last associated with SA Stone Wealth Management until […]

Kovack Broker Andrew Corbman Allegedly Breached A Fiduciary Duty Investor Alert! Financial Industry Regulatory Authority (“FINRA”) BrokerCheck signals troubling information in regard to securities broker Andrew Corbman [CRD#: 2513558, Lansdowne, Virginia]. Apparently, at least 19 clients took issue with the securities broker, who worked for Kovack Securities (2011-2015) and Newbridge Securities Corporation (2015-2016). Not only […]

Clients Take Aim At Jeff Eiler For Suitability Investors are alleging investment losses because of the securities business of Jeff Eiler [CRD#: 1028716, Fort Lauderdale, Florida]. Supposedly, the securities broker, who joined Wells Fargo on February 17, 2006, discloses 12 investor disputes reported on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Notably, Wells Fargo clients indicate […]

HECTOR MARTINEZ Sell You Unsuitable Or Misrepresented Puerto Rico Investments? The Financial Industry Regulatory Authority (“FINRA”) reports 15 client complaints associated with prior UBS Financial Services securities broker Hector Martinez (CRD#: 2533545, San Juan, Puerto Rico). Particularly, clients brought complaints or FINRA Arbitrations to contest Martinez’s sales practices. Here’s a summary of some of those […]

YIELD ENHANCEMENT STRATEGY (UBS YES) LOSSES? Soreide Law Group is evaluating possible claims against UBS on behalf of investors who purchased the UBS Yield Enhancement Strategy (“UBS YES”). Evidently, investors lost money from investing in the program, and investors are suing to recover their investment losses. UBS Allegedly Erroneously Markets Yield Enhancement Program As Conservative […]

With the stock market crash of 2008-2009 there has been an onslaught of investors filing lawsuits against their stock brokers and brokerage firms for providing them with unsuitable advice. There is a direct inverse correlation with stock index averages and new case filings. In other words, in a down market more cases are filed. Many […]