Securities Broker Gerald Repasz Accused Of Unsuitable Investment Transactions Soreide Law Group is reviewing possible investor claims concerning securities broker Gerald Lee Repasz (CRD#: 1273452, East Peoria, Illinois). Evidently, the securities broker worked for Ausdal Financial Partners from 2013 to 2020. He previously worked at Berthel Fisher and Company Financial Services, and SII Investments too. […]

Investors, Regulators File Lawsuits Regarding Securities Broker Jonah Engler The Financial Industry Regulatory Authority (“FINRA”) confirms through BrokerCheck that 16 investors challenged the sales practices of securities broker Jonah Engler (CRD#: 4216259, New York, New York). Evidently, these investor disputes contain allegations of Engler making unsuitable and unauthorized trades in client accounts. Moreover, BrokerCheck shows […]

Securities Broker Bill Young Involved In H. Beck Investor Disputes The Financial Industry Regulatory Authority (“FINRA”) reports through BrokerCheck that investors complained about the sales practices of William “Bill” Robert Young (CRD#: 4787488, Rockville, Maryland). It appears that these disputes, all of which have been filed between 2018 to 2021, involve Young’s actions at H. […]

Investors Of Hines Global REIT (HGR Liquidating Trust) Possibly Suffered Big Losses As a non-listed real estate investment trust (REIT), Hines Global REIT owned and managed a domestic and foreign real estate portfolio. The company, created in 2009, at one point owned 45 real estate related investments or properties in places like the United States, […]

Financial Advisors Could Have Unsuitably Recommended, Sold BDC Scorecard Portfolio Series 18 (NASDAQ: CBDCRX) Soreide Law Group is evaluating possible investor claims of sales practice violations against financial advisors who might have unreasonably recommended or sold Guggenheim Defined Portfolios’ BDC Scorecard Portfolio Series 18 (NASDAQ: CBDCRX). What Is CBDCRX? Guggenheim Defined Portfolios, Series 1970 is […]

Broker Keith Kelt Supposedly Sold Unsuitable REITs To TKG Financial, Kovack Investors FINRA BrokerCheck reports troubling allegations against securities broker Keith Landon Kelt (CRD#: 267357, Santa Barbara, California). Notably, three investors filed disputes about the broker, who worked for TKG Financial from 2005 to 2017 before joining Kovack Securities in 2017. These investor disputes seem […]

Investors Signal Possible Unsuitable Advice By John Borsellino The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker John Anthony Borsellino (CRD#: 2006663, Stamford, Connecticut). Notably, FINRA issued Borsellino a fine and suspension for his unsuitable recommendations. Not only that, but the securities broker, who worked for Merrill Lynch and Morgan […]

Did Your Financial Advisor Recommend Hornbeck Offshore Services (HOS, HOSSQ)? Soreide Law Group is reviewing possible investor lawsuits against financial advisors and securities brokers who may have wrongfully sold investments in Hornbeck Offshore (OTC: HOS, HOSSQ). Notably, on May 19, 2020, the Covington, Louisiana-based company filed for Chapter 11 bankruptcy protection in the United States […]

Did Your Broker Or Advisor Recommend Diamond Offshore Drilling? Soreide Law Group is reviewing investor claims against securities brokers or financial advisors who possibly improperly sold investments in Diamond Offshore Drilling, Inc. (NYSE: DO), an oil company based in Houston, Texas. Namely, on April 27, 2020, the company filed for Chapter 11 bankruptcy protection in […]