Soreide Law Group obtained the following information from FINRA’s March 2018 Disciplinary Report: Kevin John Jedlicka (CRD #2339602, White Hall, Maryland) was suspended by FINRA for six months, and due to Jedlicka’s financial status, no monetary sanction has been imposed. Jedlicka consented to the sanction and to the entry of findings that he allegedly engaged […]

Soreide Law Group obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, December 2016: Investors Capital Corp (CRD #30613, Lynnfield, Massachusetts) was censured, fined $250,000 and required to pay $841,532.97 in restitution, which includes interest to clients. Investors Capital Corp has already paid approximately $224,500 in restitution to affected customers in […]