Some investors have potentially experienced damages because of securities broker Sean Michael Kane [CRD#: 5778281, York, Pennsylvania], according to disclosures through FINRA and SEC. Evidently, Kane worked with Cambridge Investment Research Inc. from March 25, 2021, to March 30, 2023, and with Waddell Reed from October 2, 2018, to March 3, 2021. Read on to […]

Securities Broker Jeff Cleckner Discloses Disputes By Waddell Reed Clients, First Union Clients FINRA BrokerCheck shows disputes about Jeffrey Dale Cleckner “Jeffery Dale Cleckner” (CRD#: 2500377, Indianapolis, Indiana). Evidently, Cleckner worked as a securities broker and financial advisor for Waddell Reed from 2011 to 2017. Previously, he worked for First Union Securities. You’ll want to […]

Broker Chun Zhu Involved In Investor Dispute Alleging Breach Of Fiduciary Duty The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Chun Mei Zhu who also goes by the name Ida Mei Zhu (CRD#: 4863613, Bellevue Washington). Evidently, In May 2020, Zhu became a securities broker and financial advisor for […]