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May 1, 2017
FINRA Issues Complaint Against Walter Marino Over Alleged Unsuitable Variable Annuity Sales

WALTER JOSEPH MARINO (WALTER MARINO) CRD#: 2121623, A former broker with Legend Equities Corporation of Palm Beach Gardens, Florida, has had a disciplinary complaint filed against him by the Financial Industry Regulatory Authority Inc. (FINRA) for allegedly recommending exchanges of non-qualified variable annuities to two clients without having a reasonable basis for recommending the transactions. […]

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