Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
September 14, 2018
Customer Files Complaint Against Hilltop Securities Over Excessive Trading

Customer Files Complaint Against Hilltop Securities Over Excessive Trading Walter Roland Valenzuela (CRD#: 2280224, Del Mar, California) has been a registered representative of Hilltop Securities Inc. since December 10, 2008. Financial Industry Regulatory Authority (“FINRA”) BrokerCheck discloses that a Hilltop Securities Inc. customer filed a complaint on July 23, 2018 refencing Valenzuela’s misconduct. Hilltop Securities […]

Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved