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March 17, 2015
Former Wells Fargo Advisors Miami Broker Fined and Suspended by FINRA Over Wire Transfer

The Soreide Law Group, based in Florida (888) 760-6552, obtained the following summary from FINRA’s website, under “Disciplinary and Other FINRA Actions March 2015.” Michael Vincent Borja (CRD #5451360, Miami, Florida) was assessed a deferred fine of $5,000 and suspended by FINRA for 45 days for allegedly proceeding with wire transfer requests, from an imposter […]

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