Soreide Law Group, obtained the following information on FINRA’s website listed with the January 2021 Disciplinary Actions on the broker: Brett Stephen Briggs (CRD #1226255, Calabasas, California). On November 17, 2020,  an Acceptance, Waiver and Consent (AWC) was issued in which Brett Stephen Briggs was barred from association with any FINRA member in any principal […]