Investors reportedly complained about securities broker Robert Edward Ainbinder Jr. [CRD: 2389470, Boca Raton, Florida], based on disclosures on FINRA BrokerCheck. Evidently, Ainbinder worked for WestPark Capital Inc. from November 4, 2022, to January 11, 2023; Univest Securities LLC from June 22, 2020, to January 25, 2021; and WestPark Capital Inc. again from November 6, […]

Investors might have sustained losses because of securities broker Scot Barringer [CRD: 1385168, San Clemente, California], according to disclosures on FINRA BrokerCheck. Evidently, Barringer joined American Trust Investment Services Inc. on July 22, 2020, and Chicago Capital Management Advisors LLC on July 23, 2020. Previously, he worked for Westpark Capital Inc. from 2016 to 2020. […]

Investors might have sustained losses because of securities broker Mitchell Steven Morrison (also known as Mitch Morrison) [CRD: 728484, Newport Beach, California], according to disclosures on FINRA BrokerCheck. Evidently, Morrison worked for Westpark Capital Inc. from August 31, 2020, to July 1, 2022, and from August 14, 2017, to February 20, 2019. He also worked […]

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Alfred Sietze Vanderlaan (also known as Al Vanderlaan) [CRD: 1172406, Watertown, South Dakota]. Vanderlaan has a history of employment with firms like Westpark Capital Inc. from May 20, 2019, to June 2, 2022, and Sandlapper Securities LLC […]

Securities lawyers at Soreide Law Group are looking into potential investor claims on behalf of those who potentially incurred losses from Alan M. Mason [CRD: 1302190, New York, New York]. Mason's affiliations include Bradley Woods Co. Ltd. since March 13, 2023, and prior associations with Westpark Capital Inc., among other firms. Investors who have interacted […]

LAWRENCE FAWCETT Barred From Securities Industry The Financial Industry Regulatory Authority (“FINRA”) barred WestPark Capital Inc. securities broker Lawrence Fawcett (CRD#: 5851474, Los Angeles, California). Evidently, Fawcett executed a Letter of Acceptance, Waiver, and Consent (“AWC”) #: 2017056329801 on March 13, 2018, which FINRA accepted March 26, 2018. FINRA determined that Fawcett violated FINRA Rules […]