Investors have come forward with complaints about securities broker Scot Barringer AKA Scott Barringer [CRD#: 1385168, Denver, CO]. Notably, the securities broker, who worked for Westpark Capital, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Supposedly, Westpark Capital clients allege that Barringer made misrepresentations and unsuitable transactions. For more on these disclosures about […]

FINRA Issues Suspension To Westpark's Richard Rappaport FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker Richard Alyn Rappaport “Rick Rappaport” (CRD#: 1885122, Los Angeles, California) and that those violations resulted in damages. Evidently, Rappaport has worked as a Westpark Capital securities broker since 2004, most recently as CEO. Take a look […]

Broker Larry Russo Facing Investor Disputes Concerning Newport, Westpark Clients Soreide Law Group talks about the FINRA BrokerCheck disclosures on securities broker Laurence Jordan Russo “Larry Russo” “Jordan Russo” (CRD#: 2763277, Fort Lauderdale, FL). It appears that Russo worked for Westpark Capital (2016 to 2019). Also, the broker worked for JP Turner Company (2002 to […]

Broker John Orlando Allegedly Churned Investor Accounts And Recommended Unsuitable Securities Investor Alert! Soreide Law Group recently came across the FINRA BrokerCheck profile of securities broker John Anthony Orlando (CRD#: 2002197, Lighthouse Point, Florida) which shows that five investors disputed his sales practices. Evidently, the securities broker worked for Sterne Agee Financial Services (2009 – […]

FINRA Investigates Whether Westpark Capital's Harry Datys Sold Unsuitable And Misrepresented Investments Soreide Law Group is reviewing potential lawsuits on behalf of investors against securities broker Harry Datys (CRD#: 1877750, New York, New York). Apparently, Financial Industry Regulatory Authority (“FINRA”) recommends disciplinary action against the securities broker, who worked for Westpark Capital from June 10, […]

Investors Indicate That Larry Fawcett Misrepresented Investments Soreide Law Group is looking into potential investor disputes against securities broker Lawrence “Larry” John Fawcett Jr. [CRD#: 5851474, Los Angeles, California]. Notably, Financial Industry Regulatory Authority (“FINRA”) sanctioned the securities broker 3 times between 2017 and 2019. Also, at least 8 clients brought complaints about Fawcett, and […]