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September 16, 2011
William Bailey, Former NEXT Financial Broker, Suspended by FINRA for Two Years for Improper Trading in Customer Accounts

WASHINGTON —It was announced on FINRA's website that The Financial Industry Regulatory Authority (FINRA) has suspended William Bailey, a former NEXT Financial Group, Inc. broker of Mesa, Arizona, from the securities industry for two years for unsuitable and excessive trading of mutual funds and variable annuities. Bailey also engaged in discretionary trading without receiving prior written […]

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